Category Archives: Auditing

Thomson Reuters Reports on Broker-Dealer Auditing Changes

By | Accounting, Auditing | No Comments

New York (June 26, 2014) By Michael Cohn Thomson Reuters has released a special report examining the Public Company Accounting Oversight Board’s new standards affecting broker-dealer audits. The report, Cause and Effect of the Changing Broker-Dealer Audit Landscape, points out that auditors of broker-dealers will need to revise their audit procedures because they are now subject to the PCAOB’s stricter new standards for risk assessment, audit committee communication, engagement quality review and engagement completion documentation….

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